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Jeffrey Lewis Gitterman With Vanderbilt Securities, LLC Triad Advisors, Inc. And Has 2 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years

Who is Did Jeffrey L. Gitterman with Vanderbilt Securities, LLC?

Jeffrey Gitterman (CRD #1910332) who is currently registered with Vanderbilt Securities, LLC and located in Edison, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Vanderbilt Securities, LLC, Jeffrey Gitterman was associated with Triad Advisors, Inc. and 5other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Vanderbilt Securities, LLC Broker Misconduct

In his career, Jeffrey Gitterman has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last two years to recover investment losses. One of Jeffrey Gitterman’s 2 customer complaints was settled in favor of investors.

There is currently one pending customer complaint filed against Jeffrey Gitterman’s current employer Vanderbilt Securities, LLC, and former employer, Triad Advisors, Inc. for investment losses caused by his alleged misconduct.

Allegations Against Jeffrey Gitterman  

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Claimants allege that the financial advisor made unsuitable investment recommendations and direct investments at both Vanderbilt Securities, LLC and Triad Advisors, Inc.
  • The claimant alleges an unsuitable investment strategy involving direct investments and fund of fund hedge fund investments.

Jeffrey Gitterman Red Flags & Your Rights as An Investor

Of course, Jeffrey Gitterman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Gitterman at Vanderbilt Securities, LLC and Triad Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Gitterman has engaged in any stockbroker misconduct that may have caused them investment losses.

A large number of customer complaints at Vanderbilt Securities, LLC and Triad Advisors, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses At Vanderbilt Securities, LLC And Triad Advisors, Inc.

If you have questions about Vanderbilt Securities, LLC, Triad Advisors, Inc. and/or Jeffrey Gittermanand the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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