Jeffrey M. Cohen Has 6 Customer Complaints for Alleged Broker Misconduct In the Past 2 Years

Who is Jeffrey M. Cohen of Moloney Securities Co., Inc.?

Jeffrey Cohen (CRD# 2528929) who is currently registered with Moloney Securities Co. and Moloney Investment Advisory and located in Manchester, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Prior to Moloney Securities Co. Jeffrey Cohen was associated with Western International Securities, Inc. other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Moloney Securities Co., Inc. Broker Misconduct

In his career, Jeffrey Cohen has been the subject of 7 customer complaints that we know about, 6of those complaints were filed in the last two years to recover investment losses. So far only one of Jeffrey Cohen customer complaints was settled in favor of investors. There are currently 6 pending customer complaints filed against Jeffrey Cohen current employer Moloney Securities Co. for investment losses caused by his alleged misconduct.

Allegations Against Jeffrey M. Cohen

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Claimant alleges intentional misrepresentation, negligent misrepresentation, and breach of fiduciary duty related to financial advice.
  • Claimant alleges unsuitability related to direct investments in limited partnership interests.
  • Claimant alleged that registered representative made unsuitable recommendations to invest in alternative investments.

Jeffrey M. Cohen Red Flags & Your Rights as An Investor

Of course, Jeffrey Cohen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Cohen at Moloney Securities Co. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Cohen has engaged in any stockbroker misconduct that may have caused them investment losses.

The large number of customer complaints at Moloney Securities Co. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Moloney Securities Co., Inc.

If you have questions about Moloney Securities Co.and/or Jeffrey Cohen and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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