DID JEFFREY CLECKNER CAUSE YOU INVESTMENT LOSSES?
Jeffrey Cleckner Of Edward Jones And Formerly With Northwestern Mutual Investment Services And Waddell & Reed Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Jeffrey Cleckner of Edward Jones?
Jeffrey Cleckner (CRD #2500377) who is currently registered with Edward Jones and located in Greenfield, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, Jeffrey Cleckner was associated with Northwestern Mutual Investment Services, Waddell & Reed and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Jeffrey Cleckner Customer Complaints
Jeffrey Cleckner has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Jeffrey Cleckner’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Waddell & Reed for investment losses caused by Jeffrey Cleckner’s alleged misconduct.
Allegations Against Jeffrey Cleckner
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged that too much of her funds designated for options trading were put into one issue. She claims that this was outside of the parameters discussed allegedly with Jeffrey Cleckner.
- The firm received a FINRA notification of a customer complaint alleging Jeffrey Cleckner made four unauthorized withdrawals from her rollover IRA by forging her signature on one form and submitting three other forms that did not include her signature.
Jeffrey Cleckner Red Flags & Your Rights As An Investor
Of course, Jeffrey Cleckner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Cleckner at Edward Jones, Northwestern Mutual Investment Services, and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Cleckner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones, Northwestern Mutual Investment Services, and Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Edward Jones Due To Jeffrey Cleckner
If you have questions about Edward Jones, Northwestern Mutual Investment Services, Waddell & Reed, and/or Jeffrey Cleckner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.