DID JEFFREY NEIL CADAN CAUSE YOU INVESTMENT LOSSES?
Jeffrey Cadan Formerly With Morgan Stanley Has 15 Customer Complaints For Alleged Broker Misconduct
Jeffrey Cadan Customer Complaints
Jeffrey Cadan has been the subject of 15 customer complaints that we know about to recover investment losses. Twelve of the customer disputes settled by Jeffrey Cadence former employers Morgan Stanley and UBS Financial Services in favor of the investors. Three customer complaints were denied by his former employers in the customers took no further action.
Allegations Against Jeffrey Cadan
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable recommendations of structured products.
- Mismanagement of accounts.
- Unsuitable recommendation and misrepresentation of risk of Lehman Brothers notes.
- Excessive trading.
- Breach of fiduciary duty, negligence, fraud, and unsuitable investment recommendations related to Lehman Brothers principal protected notes.
Jeffrey Cadan Red Flags & Your Rights As An Investor
Of course, Jeffrey Cadan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Cadan at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Cadan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jeffrey Cadan
If you have questions about Morgan Stanley and/or Jeffrey Cadan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.