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Jeffrey Burton Of Wells Fargo Advisors Financial Network, And Formerly With UBS Financial Services Has 6 Customer Complaints For Alleged Broker Misconduct

Who is Jeffrey Burton of Wells Fargo Advisors Financial Network?

Jeffrey Burton (CRD #2366552) who is currently registered with Wells Fargo Advisors Financial Network and located in Charleston, South Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Advisors Financial Network, Jeffrey Burton was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Jeffrey Burton Customer Complaints

Jeffrey Burton has been the subject of 6 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  All of Jeffrey Burton’s 6 customer complaints were settled in favor of investors.

Allegations Against Jeffrey Burton

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client complained about investments and transactions in GMNA bonds allegedly made by Jeffrey Burton, including that the investments were not appropriate, and generated excessive fees.
  • Claimant alleged failure by Jeffrey Burton to provide adequate supervision.
  • Claimant alleged that Jeffrey Burton failed to provide adequate supervision.
  • Client complained that Jeffrey Burton allegedly did not place trades as instructed, resulting in lost opportunity to take advantage of the subsequent market downturn.
  • Claimant alleged Jeffrey Burton’s failure to supervise.
  • Claimant alleged failure by Jeffrey Burton to provide adequate supervision.

Jeffrey Burton Red Flags & Your Rights As An Investor

Of course, Jeffrey Burton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Burton at Wells Fargo Advisors Financial Network and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Burton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network Due To Jeffrey Burton

If you have questions about Wells Fargo Advisors Financial Network, UBS Financial Services, and/or Jeffrey Burton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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