DID JAVIER ADOLFO NASELLI CAUSE YOU INVESTMENT LOSSES?
Javier Naselli Of UBS Financial Services Inc. Has 3 Customer Complaints For Alleged Broker Misconduct
Javier Naselli Customer Complaints
Javier Naselli has been the subject of 3 customer complaints that we know about to recover investment losses. Two customer complaints were denied by UBS Financial Services and Morgan Stanley, and, to date, the customers have not taken any further action. The other customer complaint against Javier Naselli’s former employer Merrill Lynch Pierce Fenner and Smith has been active but still pending for many years.
Allegations Against Javier Naselli
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Mismanagement of client’s portfolio.
- Unsuitable investment recommendations.
Javier Naselli Red Flags & Your Rights As An Investor
Of course, Javier Naselli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Javier Naselli at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Javier Naselli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Javier Naselli
If you have questions about UBS Financial Services Inc. and/or Javier Naselli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.