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Javier Jaramillo Of Morgan Stanley And Formerly With UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Javier Jaramillo of Morgan Stanley?

Javier Jaramillo (CRD #4280044) who is currently registered with Morgan Stanley and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Javier Jaramillo was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Javier Jaramillo Customer Complaint

Javier Jaramillo has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that he did not authorize the purchase of a short term bond fund and thought his account was invested in the money market. Javier Jaramillo’s customer complaint was denied and, to date, the customer has not taken any further action.

Javier Jaramillo Red Flags & Your Rights As An Investor

Of course, Javier Jaramillo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Javier Jaramillo at Morgan Stanley and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Javier Jaramillo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Javier Jaramillo

If you have questions about Morgan Stanley, UBS Financial Services, and/or Javier Jaramillo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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