DID JAVELIN MIKOL SAN NICOLAS CAUSE YOU INVESTMENT LOSSES?
Javelin San Nicolas Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct
Who is Javelin San Nicolas formerly with Edward Jones?
Javelin San Nicolas (CRD #6722186) who was formerly registered with Edward Jones and located in Sparks, Nevada, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, Javelin San Nicolas was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Javelin San Nicolas has regulatory problems as well. Javelin San Nicolas refused to cooperate with FINRA in one its’s investigations and consequently was permanently barred from any further association with any FINRA member firm in any capacity.
Javelin San Nicolas Customer Complaint
Javelin San Nicolas has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor recommended the client transfer funds for personal accounts and then provide the advisor with cashier checks to purchase personal seat licenses for the new Las Vegas Raiders National football league team. Edward Jones settled the customer complaint for the full amount demanded by the customer.
Javelin San Nicolas Red Flags & Your Rights As An Investor
Of course, Javelin San Nicolas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Javelin San Nicolas at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Javelin San Nicolas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Edward Jones Due To Javelin San Nicolas
If you have questions about Edward Jones and/or Javelin San Nicolas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.