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Jason Tarver Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Jason Tarver of Merrill Lynch, Pierce, Fenner & Smith Incorporated?

Jason Tarver (CRD #2569913) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Frisco, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Jason Tarver was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Jason Tarver Customer Complaints

Jason Tarver has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Merrill Lynch Pierce Fenner and Smith for $2 million and the brokerage firm denied the other customer complaint.

Allegations Against Jason Tarver

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Recommendation of an unsuitable investment strategy involving a line of credit that was inappropriately leveraged against annuities in December 2018.
  • Unsuitable investment recommendations.

Jason Tarver Red Flags & Your Rights As An Investor

Of course, Jason Tarver did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Tarver at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Jason Tarver has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Jason Tarver

If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Jason Tarver and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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