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Jason Steele Of Merrill Lynch Pierce Fenner & Smith And Formerly With Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Jason Steele of Merrill Lynch Pierce Fenner & Smith?

Jason Steele (CRD #6222548) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Grosse Pointe, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Jason Steele was associated with Northwestern Mutual Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Jason Steele Customer Complaint

Jason Steele has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged failure to follow instructions.  Jason Steele’s customer complaint was denied and, to date, the customer has not taken any further action.

A broker’s denial of your claim does not mean it was not a valid claim!

All brokers have a conflict of interest when it comes to complaints.

Call us now for an unbiased evaluation of your claim at 800-732-2889.

Jason Steele Red Flags & Your Rights As An Investor

Of course, Jason Steele did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Steele at Merrill Lynch Pierce Fenner & Smith and Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Jason Steele has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Jason Steele

If you have questions about Merrill Lynch Pierce Fenner & Smith, Northwestern Mutual Investment Services, and/or Jason Steele and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce has been a trial attorney for more than 40 years and is the founding partner of The Law Offices of Robert Wayne Pearce. You can learn more about Robert and his accomplishments by clicking here.

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