| Read Time: 2 minutes | LPL Financial Complaints | Merrill Lynch Complaints |


Jason Anderson Formerly With Merrill Lynch Pierce Fenner & Smith And LPL Financial Has A Customer Complaint For Alleged Broker Misconduct

Who is Jason Anderson formerly with Merrill Lynch Pierce Fenner & Smith?

Jason Anderson (CRD #6034985) who was formerly registered with Merrill Lynch Pierce Fenner & Smithand located in Savannah, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Jason Anderson was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Jason Anderson has had his own regulatory problems.  In February 2021, Jason Anderson was permanently barred from any further association with any member firm in the securities industry in any capacity for failing to respond to a FINRA request for information in connection with 1 of its investigations.

Jason Anderson Customer Complaint

Jason Anderson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that a fraudulent check was written to repay a loan provided to the Financial Advisor. Jason Anderson’s customer complaint was denied and, to date, the customer has not taken any further action.

Jason Anderson Red Flags & Your Rights As An Investor

Of course, Jason Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Anderson at Merrill Lynch Pierce Fenner & Smith and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Jason Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Jason Anderson

If you have questions about Merrill Lynch Pierce Fenner & Smith, LPL Financial, and/or Jason Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars