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Jared Kaplan Of NewEdge Securities, Inc. And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is Jared Kaplan of NewEdge Securities, Inc.?

Jared Kaplan (CRD #2886837) who is currently registered with NewEdge Securities, Inc. and located in Coral Gables, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to NewEdge Securities, Inc., Jared Kaplan was associated with UBS Financial Services Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Jared Kaplan Customer Complaint

Jared Kaplan has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment allocations and international growth and emerging market stocks, lack of diversification in a managed accounts structured notes portfolio, and misrepresentations regarding tax-exempt municipal bond yields. The matter was settled in favor of the investor.

Jared Kaplan Red Flags & Your Rights As An Investor

Of course, Jared Kaplan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jared Kaplan at NewEdge Securities, Inc. and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Jared Kaplan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NewEdge Securities, Inc. and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At NewEdge Securities, Inc. Due To Jared Kaplan

If you have questions about NewEdge Securities, Inc., UBS Financial Services Inc. and/or Jared Kaplan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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