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James Zent of Eagle Strategies, NYLIFE Securities Has 2 Customer Complaints For Alleged Broker Misconduct

Who is James Zent of NYLIFE Securities?

James Zent (CRD #476304) who is currently registered with Eagle Strategies, NYLIFE Securities and located in Centerville, Ohio is a subject of one of our many securities industry sales practice abuse investigations.

James Zent Customer Complaint

James Zent has been the subject of 2 customer complaints that we know about. One of James Zent’s 2 customer complaints was settled in favor of investors. One of James Zent’s customers’ complaints was denied and, to date, the customer has not taken any further action.

Allegations Against James Zent

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customer alleged that the signature on a document was copied and pasted from a previously signed document allegedly by James Zent.
  • James Zent’s alleged misrepresentations regarding 3 NYL Whole Life Policies requested return of premium in the amount of $112,115, and punitive damages of $560,000.

James Zent Red Flags & Your Rights As An Investor

Of course, James Zent did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Zent at Eagle Strategies, NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether James Zent has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Eagle Strategies, NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To James Zent

If you have questions about Eagle Strategies, NYLIFE Securities, and/or James Zent and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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