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James Whatley Of Raymond James Financial Services And Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct

Who is James Whatley of Raymond James Financial Services?

James Whatley (CRD #1807148) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Hermitage, Tennessee is a subject of one of our many securities industry sales practice abuse investigations.

James Whatley Customer Complaint

James Whatley has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the terms of a variable annuity were misrepresented. The customer complaint filed against James Whatley’s current employer Raymond James Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report.

James Whatley Red Flags & Your Rights As An Investor

Of course, James Whatley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Whatley at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether James Whatley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To James Whatley

If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or James Whatley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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