DID JAMES EDWARD WARREN CAUSE YOU INVESTMENT LOSSES?
James Warren of Geneos Wealth Management and Formerly with Compass Wealth Management Has a Customer Complaint for Alleged Broker Misconduct
Who is James Warren of Geneos Wealth Management?
James Warren (CRD #1067639) who is currently registered with Geneos Wealth Management located in Kansas City, Missouri is a subject of one of our many securities industry sales practice abuse investigations.
Prior to Geneos Wealth Management, James Warren was associated with Compass Wealth Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
James Warren Customer Complaint
James Warren has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Clients allege misrepresentation, the omission of material facts, and unsuitable recommendation of investments purchased.
The customer complaint filed against James Warren’s current employer Geneos Wealth Management for investment losses caused by the alleged misconduct is pending as of the date of this report.
James Warren Red Flags & Your Rights as an Investor
Of course, James Warren did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of James Warren at Geneos Wealth Management and Compass Wealth Management on alert to review carefully the activity and performance of their accounts and question whether James Warren has engaged in any stockbroker misconduct that may have caused them investment losses.
A large number of customer complaints at Geneos Wealth Management and Compass Wealth Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim to Recover Your Investment Losses at Geneos Wealth Management Due to James Warren
If you have questions about Geneos Wealth Management, Compass Wealth Management, and/or James Warren and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.