DID JAMES THADDEUS WALESA CAUSE YOU INVESTMENT LOSSES?

James Walesa Formerly With Arkadios Capital and Triad Advisors LLC Has 7 Customer Complaints For Alleged Broker Misconduct

Who is James Walesa of Arkadios Capital?

James Walesa (CRD #1061209) who was formerly registered with Arkadios Capital and located in Park Ridge, Illinois, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Arkadios Capital, James Walesa was associated with Triad Advisors LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

James Walesa Customer Complaints

James Walesa has been the subject of 7 customer complaints that we know about to recover investment losses. James Walesa’s former employer Triad Advisors settle 2 of the customer complaints in favor of the investors. There are currently 5 arbitration proceedings still pending against Triad Advisors and Arkadios Capital for James Walesa’s alleged misconduct.

Allegations Against James Walesa

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Breach of contract, violation of securities statutes, negligence, breach of fiduciary duty.
• Unsuitable investment recommendations involving alternative investments.
• Unsuitable recommendation of Atlas growth partners.
• Unsuitable recommendations for investment in businesses which advisor owned operated or directed.
• Failure to conduct due diligence.

James Walesa Red Flags & Your Rights As An Investor

Of course, James Walesa did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Walesa at Arkadios Capital and on alert to review carefully the activity and performance of their accounts and question whether James Walesa has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arkadios Capital and Triad Advisors LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Arkadios Capital Due To James Walesa

If you have questions about Arkadios Capital, Triad Advisors LLC and/or James Walesa and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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