DID JAMES WHITNEY STORY CAUSE YOU INVESTMENT LOSSES?
James Story Of Cetera Advisor Networks, Summit Financial Group And Formerly With Summit Brokerage Services Has 4 Customer Complaints For Alleged Broker Misconduct
Who is James Story of Cetera Advisor Networks?
James Story (CRD #2656257) who is currently registered with Cetera Advisor Networks, Summit Financial Group and located in Fitzgerald, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisor Networks and Summit Financial Group, James Story was associated with Summit Brokerage Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
James Story Customer Complaints
James Story has been the subject of 4 customer complaints that we know about. One of James Story’s 4 customer complaints was settled in favor of investors. Two of James Story’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Mutual Service Corporation for investment losses caused by James Story’s alleged misconduct.
Allegations Against James Story
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged that James Story purposely engaged in inappropriate trading activity, which was intended to incur sales commissions.
- Customers alleged James Story recommended unsuitable fixed income investments.
- Unsuitable recommendations were followed by the client based upon misrepresentations/omissions of material information by James Story.
James Story Red Flags & Your Rights As An Investor
Of course, James Story did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Story at Cetera Advisor Networks, Summit Financial Group and Summit Brokerage Services on alert to review carefully the activity and performance of their accounts and question whether James Story has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks, Summit Financial Group and Summit Brokerage Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Cetera Advisor Networks Due To James Story
If you have questions about Cetera Advisor Networks, Summit Financial Group, Summit Brokerage Services, and/or James Story and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.