DID JAMES TRACY STINES CAUSE YOU INVESTMENT LOSSES?
James Stines Of Morgan Stanley And Formerly With Truist Advisors Services, Inc. and BB&T Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is James Stines of Morgan Stanley?
James Stines (CRD #1175075) who is currently registered with Morgan Stanley and located in Charlotte, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, James Stines was associated with Truist Advisors Services, Inc. and BB&T Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
James Stines Customer Complaints
James Stines has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by BB&T Securities in favor of the investor. Prudential securities denied another customer complaint and it was withdrawn.
Allegations Against James Stines
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unauthorized trading and questions related to the suitability of securities purchased in customer’s account.
- Failure to follow client’s instructions to liquidate a mutual fund investment in customer’s account.
James Stines Red Flags & Your Rights As An Investor
Of course, James Stines did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Stines at Morgan Stanley, Truist Advisors Services, Inc. and BB&T Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether James Stines has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley, Truist Advisors Services, Inc. and BB&T Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At [Morgan Stanley Due To James Stines
If you have questions about Morgan Stanley, Truist Advisors Services, Inc., BB&T Securities, LLC and/or James Stines and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.