| Read Time: 2 minutes | News & Articles |


James Rosen Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is James Rosen of J.P. Morgan Securities LLC?

James Rosen (CRD #5491456) who is currently registered with J.P. Morgan Securities LLC and located in Chicago, Illinois, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to J.P. Morgan Securities LLC, James Rosen was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

James Rosen Customer Complaint

James Rosen has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for alleged misrepresentation of mutual fund investments. James Rosen’s employer denied the customer complaint and, to date, it appears the customer has not taken any further action.

James Rosen Red Flags & Your Rights As An Investor

Of course, James Rosen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Rosen at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether James Rosen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To James Rosen

If you have questions about J.P. Morgan Securities LLC and/or James Rosen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars