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James Raper, Jr. Of Wealthforge Securities, LLC Has 7 Customer Complaints For Alleged Broker Misconduct

Who is James Raper, Jr. of Wealthforge Securities, LLC?

 James Raper, Jr.

James Raper, Jr. (CRD #5721253) who is currently registered as a broker with Wealthforge Securities, LLC and located in Richmond, Virginia, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wealthforge Securities, LLC, James Raper, Jr. was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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James Raper, Jr. Customer Complaints

James Raper, Jr. has been the subject of 7 customer complaints that we know about to recover investment losses. All 7 of the customer complaints are pending in recently filed FINRA arbitration proceedings.

Allegations Against James Raper, Jr.

The allegations made in the FINRA reported arbitration claim pending complaints for investment losses are related to a syndicated commercial real estate offering. It was a Delaware Statutory Trust sponsored by Nelson Partners, as a syndicate member. A dispute arose between the bridge equity provider, and an affiliated entity, which resulted in the execution of a forced sale provision of the asset and a financial loss to all the investors.

James Raper, Jr. Red Flags & Your Rights As An Investor

Of course, James Raper, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Raper, Jr. at Wealthforge Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether James Raper, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wealthforge Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Wealthforge Securities, LLC Due To James Raper, Jr.

If you have questions about Wealthforge Securities, LLC and/or James Raper, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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