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James Padilla Formerly With Merrill Lynch Pierce Fenner & Smith, TD Ameritrade And Scottrade Has A Customer Complaint For Alleged Broker Misconduct

Who is James Padilla formerly with Merrill Lynch Pierce Fenner & Smith?

James Padilla (CRD #6147378) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Kent, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, James Padilla was associated with TD Ameritrade, Scottrade and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

James Padilla Customer Complaint

James Padilla has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were forgery when an unauthorized account was opened. James Padilla’s customer complaint was denied and, to date, the customer has not taken any further action.

A broker’s denial of your claim does not mean it was not a valid claim!

All brokers have a conflict of interest when it comes to complaints.

Call us now for an unbiased evaluation of your claim at 800-732-2889.

James Padilla Red Flags & Your Rights As An Investor

Of course, James Padilla did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Padilla at Merrill Lynch Pierce Fenner & Smith, TD Ameritrade, and Scottrade on alert to review carefully the activity and performance of their accounts and question whether James Padilla has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith, TD Ameritrade, and Scottrade also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To James Padilla

If you have questions about Merrill Lynch Pierce Fenner & Smith, TD Ameritrade, Scottrade, and/or James Padilla and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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