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James Dwight McPherson Of Great Point Capital LLC  Formerly Concorde Investment Services, LLC And Sandlapper Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct In the Past Year

Who is James D. McPherson currently with Great Point Capital LLC?

James McPherson (CRD #5918462) who is currently registered with Great Point Capital LLC and located in Melbourne, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Great Point Capital LLC, James McPherson was associated with Sandlapper Securities, LLC and 6 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Concorde Investment Services, LLC And Sandlapper Securities, LLC Broker Misconduct

In his career, James McPherson has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. There are currently 2 pending customer complaints filed against James McPherson’s former employers, Concorde Investment Services, LLC and Sandlapper Securities, LLC for investment losses caused by his alleged misconduct.

Allegations Against James McPherson  

A sample of the allegations made in the FINRA reported arbitration claim complaints for investment losses are as follows:

  • Claimants allege breach of fiduciary duty, unsuitable investment recommendations, breach of contract and negligence in connection with direct investments and limited partnership interests.

James McPherson Red Flags & Your Rights As An Investor

Of course, James McPherson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James McPherson at Great Point Capital LLC and Sandlapper Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether James McPherson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concorde Investment Services, LLC and Sandlapper Securities, LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Great Point Capital LLC, Concorde Investment Services, LLC, and Sandlapper Securities, LLC

If you have questions about Great Point Capital LLC, Concorde Investment Services, LLC, Sandlapper Securities, LLC and/or James McPherson and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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