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James Louderbaugh Of Oppenheimer & Co. Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is James Louderbaugh of Oppenheimer & Co. Inc.?

James Louderbaugh (CRD #1282165) who is currently registered with Oppenheimer & Co. Inc. and located in Springfield, Missouri, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Oppenheimer & Co. Inc., James Louderbaugh was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

James Louderbaugh Customer Complaints

James Louderbaugh has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Oppenheimer & Co. in favor of the investor. The other customer complaint was denied by the financial advisor’s former employer and the customer took no further action.

Allegations Against James Louderbaugh

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentation with regard to a managed account.
  • Breach of fiduciary duties relating to failure to ascertain scope of authority granted in a power of attorney to third party in connection with customer’s account.

James Louderbaugh Red Flags & Your Rights As An Investor

Of course, James Louderbaugh did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Louderbaugh at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether James Louderbaugh has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To James Louderbaugh

If you have questions about Oppenheimer & Co. Inc. and/or James Louderbaugh and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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