| Read Time: 2 minutes | LPL Financial Complaints |


James Hunt of APW Capital And Formerly with Purshe Kaplan Sterling Investments and LPL Financial Has A Customer Complaint for Alleged Broker Misconduct

Who is James Hunt of APW Capital?

James Hunt (CRD #1375554) who is currently registered with APW Capital and located in Bridgewater, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.

Prior to APW Capital, James Hunt was associated with Purshe Kaplan Sterling, LPL Financial, and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

James Hunt Customer Complaint

James Hunt has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleges misrepresentation of a REIT. James Hunt’s customer complaint was denied and the customers did not take any further action.

James Hunt Red Flags & Your Rights as an Investor

Of course, James Hunt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of James Hunt at APW Capital, Purshe Kaplan Sterling, and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether James Hunt has engaged in any stockbroker misconduct that may have caused them investment losses.

The large number of customer complaints at APW Capital, Purshe Kaplan Sterling, and LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at APW Capital Due To James Hunt

If you have questions about APW Capital, Purshe Kaplan Sterling, LPL Financial, and/or James Hunt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars