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James Hauser Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct

Who is James Hauser of Edward Jones?

James Hauser (CRD #6107950) who is currently registered with Edward Jones and located in Greenfield, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations.

James Hauser Customer Complaints

James Hauser has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of James Hauser’s 2 customer complaints were settled in favor of investors.

Allegations Against James Hauser

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged the liquidation of her variable annuity by James Hauser was not suitable.
  • The claimants alleged James Hauser made unsuitable recommendations to purchase two equities.

James Hauser Red Flags & Your Rights As An Investor

Of course, James Hauser did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Hauser at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether James Hauser has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Edward Jones Due To James Hauser

If you have questions about Edward Jones and/or James Hauser and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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