DID JAMES RUSSELL HASELTON CAUSE YOU INVESTMENT LOSSES?
James Haselton of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct
Who is James Haselton of Edward Jones?
James Haselton (CRD #2129114) who is currently registered with Edward Jones and located in Franklin, Tennessee is a subject of one of our many securities industry sales practice abuse investigations.
James Haselton Customer Complaint
James Haselton has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were regarding recommendations to transfer certain assets from commission to fee-based accounts. Claimant further alleged that Claimant’s receiving firm submitted in kind transfer forms to Edward Jones to transfer all non-proprietary funds. Claimant alleged that instead of following the instructions, Edward Jones liquidated all the Claimant’s investments, resulting in a negative tax consequence. Claimant alleged reverse churning, violations of the Kansas Securities Act, Federal Securities Act, Suitability/Fraud, and Breach of Fiduciary Duty. The customer complaint filed against James Haselton’s current employer Edward Jones for investment losses caused by the alleged misconduct is pending as of the date of this report.
James Haselton Red Flags & Your Rights As An Investor
Of course, James Haselton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Haselton at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether James Haselton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Edward Jones Due To James Haselton
If you have questions about Edward Jones and/or James Haselton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.