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James Hall Formerly With MerCap Securities And Coastal Equities Has A Customer Complaint For Alleged Broker Misconduct

Who is James Hall formerly with MerCap Securities?

James Hall (CRD #1753467) who was formerly registered with MerCap Securities and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to MerCap Securities, James Hall was associated with Coastal Equities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

James Hall Customer Complaint

James Hall has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Mr. Hall who was also a registered representative of MerCap Securities, LLC, recommended through his Registered Investment Advisory Firm, Affinity Wealth Management, LLC, the sale which the claimants, who are not customers of MerCap Securities, LLC, claimed is unsuitable. The customer complaint filed against James Hall’s former employer MerCap Securities for investment losses caused by the alleged misconduct is pending as of the date of this report.

James Hall Red Flags & Your Rights As An Investor

Of course, James Hall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Hall at MerCap Securities and Coastal Equities on alert to review carefully the activity and performance of their accounts and question whether James Hall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MerCap Securities and Coastal Equities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At MerCap Securities Due To James Hall

If you have questions about MerCap Securities, Coastal Equities, and/or James Hall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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