DID JAMES LESTER HAGER JR CAUSE YOU INVESTMENT LOSSES?
James Hager Of Securities America, Securities America Advisors And Formerly With Woodbury Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct
Who is James Hager of Securities America?
James Hager (CRD #2892679) who is currently registered with Securities America, Securities America Advisors and located in Cary, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America and Securities America Advisors, James Hager was associated with Woodbury Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
James Hager Customer Complaints
James Hager has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of James Hager’s 2 customer complaints was settled in favor of investors. One of James Hager’s customers’ complaints was denied and, to date, the customer has not taken any further action.
Allegations Against James Hager
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- James Hager’s alleged breach of fiduciary duty, breach of contract, negligence, negligent supervision with regard to the sale of REITs.
- Client alleged James Hager misrepresented the features and benefits of an Allianz annuity purchased.
James Hager Red Flags & Your Rights As An Investor
Of course, James Hager did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Hager at Securities America, Securities America Advisors and Woodbury Financial Services on alert to review carefully the activity and performance of their accounts and question whether James Hager has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Securities America Advisors and Woodbury Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Securities America Due To James Hager
If you have questions about Securities America, Securities America Advisors, Woodbury Financial Services, and/or James Hager and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.