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James Garner Of Raymond James & Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is James Garner of Raymond James & Associates, Inc.?

James Garner (CRD #1497791) who is currently registered with Raymond James & Associates, Inc. and located in Little Rock, Arkansas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James & Associates, Inc., James Garner was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

James Garner Customer Complaint

James Garner has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that a Lehman Brothers principal protected note was misrepresented. The customer complaint was settled by UBS Financial Services in favor of the investor.

James Garner Red Flags & Your Rights As An Investor

Of course, James Garner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Garner at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Garner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To James Garner

If you have questions about Raymond James & Associates, Inc. and/or James Garner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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