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James Flanagan Of Independent Financial Group Has 2 Customer Complaints For Alleged Broker Misconduct

Who is James Flanagan of Independent Financial Group?

James Flanagan (CRD #1812317) who is currently registered with Independent Financial Group and located in Downers Grove, Illinois is a subject of one of our many securities industry sales practice abuse investigations.

James Flanagan Customer Complaints

James Flanagan has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of James Flanagan’s customers’ complaints was denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Independent Financial Group for investment losses caused by James Flanagan’s alleged misconduct.

Allegations Against James Flanagan

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Alleged that James Flanagan’s actions have resulted in losses in equity listed common and preferred stocks and mutual funds.
  • The client was misled allegedly by James Flanagan regarding the duration of the premium payments.

James Flanagan Red Flags & Your Rights As An Investor

Of course, James Flanagan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Flanagan at Independent Financial Group on alert to review carefully the activity and performance of their accounts and question whether James Flanagan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Independent Financial Group Due To James Flanagan

If you have questions about Independent Financial Group and/or James Flanagan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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