DID JAMES C. FARALLY CAUSE YOU INVESTMENT LOSSES?
James Farally Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct
Who is James Farally of Equitable Advisors?
James Farally (CRD #4454583) who is currently registered with Equitable Advisors and located in Columbia, Maryland is a subject of one of our many securities industry sales practice abuse investigations.
James Farally Customer Complaint
James Farally has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that James Farally misrepresented the terms of his variable annuity purchased. James Farally’s customer complaint was denied and, to date, the customer has not taken any further action.
James Farally Red Flags & Your Rights As An Investor
Of course, James Farally did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Farally at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether James Farally has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Equitable Advisors Due To James Farally
If you have questions about Equitable Advisors and/or James Farally and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.