DID JAMES THOMAS BYRNE CAUSE YOU INVESTMENT LOSSES?
James Byrne Of Stoever Glass & Company And Formerly With Stifel Nicolaus & Company Has 2 Customer Complaints For Alleged Broker Misconduct
Who is James Byrne of Stoever Glass & Company?
James Byrne (CRD #1607451) who is currently registered with Stoever Glass & Company and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Stoever Glass & Company, James Byrne was associated with Stifel Nicolaus & Company and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
James Byrne Customer Complaints
James Byrne has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of James Byrne’s 2 customer complaints were settled in favor of investors.
Allegations Against James Byrne
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged that she was sold energy bonds that were not aligned with her objectives allegedly by James Byrne.
- Claimants alleged James Byrne’s unsuitable investments, breach of fiduciary duty, and breach of contract.
James Byrne Red Flags & Your Rights As An Investor
Of course, James Byrne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Byrne at Stoever Glass & Company and Stifel Nicolaus & Company on alert to review carefully the activity and performance of their accounts and question whether James Byrne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stoever Glass & Company and Stifel Nicolaus & Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Stoever Glass & Company Due To James Byrne
If you have questions about Stoever Glass & Company, Stifel Nicolaus & Company, and/or James Byrne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.