DID JAMES FREDRIC BOWDISH CAUSE YOU INVESTMENT LOSSES?
James Bowdish Of Edward Jones Has 3 Customer Complaints For Alleged Broker Misconduct
Who is James Bowdish of Edward Jones?
James Bowdish (CRD #3123554) who is currently registered with Edward Jones and located in Raleigh, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, James Bowdish was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
James Bowdish Customer Complaints
James Bowdish has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were denied by James Bowdish’s employer, and it appears to date, at the customers have not taken any further action.
Allegations Against James Bowdish
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Misrepresentation of account distributions as non-taxable.
- Failure to pay life insurance premiums resulting in a lapse of insurance.
- Unauthorized trading.
James Bowdish Red Flags & Your Rights As An Investor
Of course, James Bowdish did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Bowdish at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether James Bowdish has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Edward Jones Due To James Bowdish
If you have questions about Edward Jones and/or James Bowdish and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...