| Read Time: 2 minutes | Cetera Advisors Complaints |


James Anderson Of Cetera Advisor Networks, CWM And Formerly With Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct

Who is James Anderson of Cetera Advisor Networks?

James Anderson (CRD #2636501) who is currently registered with CWM, Cetera Advisor Networks and located in Cedar Rapids, Iowa is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisor Networks and CWM, James Anderson was associated with Northwestern Mutual Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

James Anderson Customer Complaint

James Anderson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the representative recommended and processed a 401(k) loan without ensuring the recommendations was appropriate and this resulted in losses due to penalties, sanctions, interest, and expenses. James Anderson’s customer complaint was settled in favor of the investors.

James Anderson Red Flags & Your Rights As An Investor

Of course, James Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Anderson at CWM, Cetera Advisor Networks and Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether James Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CWM, Cetera Advisor Networks and Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Cetera Advisor Networks Due To James Anderson

If you have questions about CWM, Cetera Advisor Networks, Northwestern Mutual Investment Services, and/or James Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars