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James Alioto of Raymond James Associates and Formerly with Wells Fargo Clearing Services Has A Customer Complaint for Alleged Broker Misconduct

Who is James Alioto of Raymond James Associates?

James Alioto (CRD #827086) who is currently registered with Raymond James Associates and located in Waukesha, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations.

Prior to Raymond James Associates, James Alioto was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

James Alioto Customer Complaint

James Alioto has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client complained that a purchase was transacted in her account without her knowledge or approval. James Alioto’s customer complaint was denied and the customers did not take any further action.

James Alioto Red Flags & Your Rights as An Investor

Of course, James Alioto did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of James Alioto at Raymond James Associates and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether James Alioto has engaged in any stockbroker misconduct that may have caused them investment losses.

A large number of customer complaints at Raymond James Associates and Wells Fargo Clearing Services also raises questions about the brokerage firm supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at Raymond James Associates Due to James Alioto

If you have questions about Raymond James Associates, Wells Fargo Clearing Services, and/or James Alioto and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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