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Jamal Sampson Of SW Financial And Formerly With BlackBook Capital, First Standard Financial Company And Worden Capital Management Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Jamal Sampson of SW Financial?

Jamal Sampson (CRD #3155495) who is currently registered with SW Financial and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to SW Financial, Jamal Sampson was associated with BlackBook Capital, First Standard Financial Company, Worden Capital Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Jamal Sampson Customer Complaints

Jamal Sampson has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Jamal Sampson’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against First Standard Financial for investment losses caused by Jamal Sampson’s alleged misconduct.

Allegations Against Jamal Sampson

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant claimed Jamal Sampson’s unsuitable investment recommendations, failure to appropriately allocate assets and failure to supervise.
  • Jamal Sampson’s alleged unsuitable investments, excessive commissions/turnover.

Jamal Sampson Red Flags & Your Rights As An Investor

Of course, Jamal Sampson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jamal Sampson at SW Financial, BlackBook Capital, First Standard Financial Company, and Worden Capital Management on alert to review carefully the activity and performance of their accounts and question whether Jamal Sampson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SW Financial, BlackBook Capital, First Standard Financial Company, and Worden Capital Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At SW Financial Due To Jamal Sampson

If you have questions about SW Financial, BlackBook Capital, First Standard Financial Company, Worden Capital Management, and/or Jamal Sampson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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