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Jacob Mohr of Merrill Lynch, Pierce, Fenner & Smith Inc. Has One Customer Complaint For Alleged Broker Misconduct

Who is Jacob Mohr of Merrill Lynch, Pierce Fenner & Smith, Inc.?

Jacob Mohr (CRD #3102736) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and located in Henderson, Nevada is a subject of one of our many securities industry sales practice abuse investigations.

Jacob Mohr Customer Complaint

Jacob Mohr has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleges unsuitable investment recommendations, churning, misrepresentations and failure to follow instructions. The customer complaint filed against Jacob Mohr’s current employer Merrill Lynch, Pierce, Fenner & Smith Inc. for investment losses caused by the alleged misconduct was denied and the customers did not take any further action.

Jacob Mohr Red Flags & Your Rights As An Investor

Of course, Jacob Mohr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jacob Mohr at Merrill Lynch, Pierce, Fenner & Smith Inc. on alert to review carefully the activity and performance of their accounts and question whether Jacob Mohr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Inc. Due To Jacob Mohr

If you have questions about Merrill Lynch, Pierce, Fenner & Smith Inc. and/or Jacob Mohr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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