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Jacob Cazier Formerly With J.W. Cole Financial, Inc. and Allegis investment Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Jacob Cazier formerly with J.W. Cole Financial, Inc.?

Jacob Cazier

Jacob Cazier (CRD #6904198) who was formerly registered with J.W. Cole Financial, Inc. and located in Clearfield, Utah, is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.W. Cole Financial, Inc., Jacob Cazier was associated with Allegis investment Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Jacob Cazier Customer Complaints

Jacob Cazier has been the subject of 2 customer complaints that we know about recovering investment losses. Both customer complaints are pending in FINRA arbitration proceedings.

Allegations Against Jacob Cazier

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to detect an alleged fraud operated away from the firm by a deceased registered representative.
  • Failure to detect fraud.

Jacob Cazier Red Flags & Your Rights As An Investor

Of course, Jacob Cazier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jacob Cazier at J.W. Cole Financial, Inc. and Allegis investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Jacob Cazier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.W. Cole Financial, Inc. and Allegis investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At J.W. Cole Financial, Inc. Due To Jacob Cazier

If you have questions about J.W. Cole Financial, Inc., Allegis investment Services, LLC and/or Jacob Cazier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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