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Jack Owens, Jr. formerly of Gradient Securities LLC Has 9 Customer Complaints For Alleged Broker Misconduct

Who is Jack Owens, Jr. formerly of Gradient Securities LLC?

Jack Owens, Jr. (CRD #2240940) who was formerly registered with Gradient Securities LLC and located in Lady Lake, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Gradient Securities LLC, Jack Owens, Jr. was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Jack Owens, Jr. has had his own share regulatory problems. The State of Florida as disciplined him on at least 4 occasions.

Jack Owens, Jr. Customer Complaints

Jack Howard Owens, Jr. has been the subject of 9 customer complaints that we know about to recover investment losses. Four of the customer disputes settled in favor of the investors. The other 5 customer complaints were denied by Jack Owens, Junior employers and the customers took no further action.

Allegations Against Jack Owens, Jr.

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Breach of fiduciary duty as it relates to the supervision of annuity transactions.
  • Liquidation of customers annuities subjecting them to penalties and losses.
  • Misrepresentations related to switch of variable annuity to a fixed indexed annuity.
  • Misrepresentations related to death benefit of variable annuities.
  • Unsuitable recommendation of variable annuity.
  • Failure to disclose surrender charges related to annuity contracts.

Jack Owens, Jr. Red Flags & Your Rights As An Investor

Of course, Jack Owens, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jack Howard Owens, Jr. at Gradient Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Jack Owens, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Gradient Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Gradient Securities LLC Due To Jack Owens, Jr.

If you have questions about Gradient Securities LLC and/or Jack Owens, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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