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Ivan Cen Of Cetera Investment Services And Cetera Investment Advisers Has A Customer Complaint For Alleged Broker Misconduct

Who is Ivan Cen of Cetera Investment Services?

Ivan Cen (CRD #5474263) who is currently registered with Cetera Investment Services, Cetera Investment Advisers and located in Millbrae, California is a subject of one of our many securities industry sales practice abuse investigations.

Ivan Cen Customer Complaint

Ivan Cen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Ivan Cen sold them unsuitable alternative investments. The customer complaint filed against Ivan Cen’s current employer Cetera Investment Services for investment losses caused by the alleged misconduct is pending as of the date of this report.

Ivan Cen Red Flags & Your Rights As An Investor

Of course, Ivan Cen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ivan Cen at Cetera Investment Services and Cetera Investment Advisers on alert to review carefully the activity and performance of their accounts and question whether Ivan Cen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services and Cetera Investment Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Cetera Investment Services Due To Ivan Cen

If you have questions about Cetera Investment Services, Cetera Investment Advisers, and/or Ivan Cen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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