| Read Time: 2 minutes |

DID IAN MICHAEL PIERCE CAUSE YOU INVESTMENT LOSSES?

Ian Pierce Formerly With Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Ian Pierce formerly with Northwestern Mutual Investment Services?

Ian Pierce (CRD #6205487) who was formerly registered with Northwestern Mutual Investment Services and located in West Hartford, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.

Ian Pierce Customer Complaint

Ian Pierce has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that loans were taken from the complainant’s permanent life insurance policy without consent, and that the proceeds were transferred to the representative’s bank account. The complainant also produced fabricated transaction documentation given to her by the representative. Ian Pierce’s customer complaint was settled in favor of the investors.

Ian Pierce Red Flags & Your Rights As An Investor

Of course, Ian Pierce did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ian Pierce at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Ian Pierce has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Ian Pierce

If you have questions about Northwestern Mutual Investment Services and/or Ian Pierce and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...