| Read Time: 2 minutes | Edward Jones Complaints |


Howard Ginkel Formerly With Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Howard Ginkel formerly with Edward Jones?

Howard Ginkel (CRD #4488361) who was formerly registered with Edward Jones and located in Rock Valley, Iowa is a subject of one of our many securities industry sales practice abuse investigations.

Howard Ginkel Customer Complaints

Howard Ginkel has been the subject of 2 customer complaints that we know about. One of Howard Ginkel’s 2 customer complaints was settled in favor of investors. One of Howard Ginkel’s customers complaints was denied and the customers did not take any further action.

Allegations Against Howard Ginkel

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimants’ allegations stem from oil-and-gas investments pursuant to purported recommendations from former Edward Jones financial advisor. Claimants allege common law negligence related to FINRA Rule 2010, common law negligence related to suitability, negligent supervision, breach of fiduciary duty, negligence, and breach of contract committed by Howard Ginkel.
  • Client questions Howard Ginkel’s alleged recommendation to invest in Kinder Morgan Energy Partners LP and Energy Transfer Partners LP and Seadrill Ltd.

Howard Ginkel Red Flags & Your Rights As An Investor

Of course, Howard Ginkel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Howard Ginkel at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Howard Ginkel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Edward Jones Due To Howard Ginkel

If you have questions about Edward Jones and/or Howard Ginkel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars