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Homer Smith Formerly With Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Homer Smith formerly with Ameriprise Financial Services?

Homer Smith (CRD #4424221) who was formerly registered with Ameriprise Financial Services and located in Bremerton, Washington is a subject of one of our many securities industry sales practice abuse investigations.

Homer Smith Customer Complaint

Homer Smith has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that AFSI prematurely liquidated his Oppenheimer IRA account rather than transferring the account to his ex-wife as contemplated in the Court’s QDRA order. Claimant claimed that the liquidation value was less than the appreciating value of the IRA account to which the ex-wife would have been entitled. Homer Smith’s customer complaint was settled in favor of the investors.

Homer Smith Red Flags & Your Rights As An Investor

Of course, Homer Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Homer Smith at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Homer Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Homer Smith

If you have questions about Ameriprise Financial Services and/or Homer Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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