DID HILLARY JOY WERTLIEB CAUSE YOU INVESTMENT LOSSES?
Hillary Wertlieb Of American Portfolios Financial Services, Inc. And Formerly With Cetera Advisors LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Hillary Wertlieb of American Portfolios Financial Services, Inc.?
Hillary Wertlieb (CRD #2239224) who is currently registered with American Portfolios Financial Services, Inc. and located in Lynbrook, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to American Portfolios Financial Services, Inc., Hillary Wertlieb was associated with Cetera Advisors LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Hillary Wertlieb Customer Complaints
Hillary Wertlieb has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Cetera Advisors in favor of the investor. The other customer complaint was denied by Investor’s Capital Corp. and the customer took no further action.
Allegations Against Hillary Wertlieb
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable hold recommendation.
- Breach of fiduciary duty, negligence, and breach of contract related to direct investments.
Hillary Wertlieb Red Flags & Your Rights As An Investor
Of course, Hillary Wertlieb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hillary Wertlieb at American Portfolios Financial Services, Inc. and formerly with Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Hillary Wertlieb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, Inc. and Cetera Advisors LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc. Due To Hillary Wertlieb
If you have questions about American Portfolios Financial Services, Inc., Cetera Advisors LLC and/or Hillary Wertlieb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.