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Herman Kahn Formerly With Kestra Investment Services, Kestra Advisory Services Has 6 Customer Complaints For Alleged Broker Misconduct

Who is Herman Kahn of Kestra Investment Services?

Herman Kahn (CRD #1866522) who is currently registered with Kestra Investment Services and located in Pittsburgh, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to Kestra Investment Services, Herman Kahn was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Herman Kahn Customer Complaints

Herman Kahn has been the subject of 6 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Four of Herman Kahn’s 6 customer complaints were settled in favor of investors. One of Herman Kahn’s customers complaints was denied and the customers did not take any further action. There is currently one pending customer complaint filed against Kestra Advisory Services and Kestra Investment Services for investment losses caused by Herman Kahn’s alleged misconduct.

Allegations Against Herman Kahn

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claim alleges misrepresentation and other causes of action in connection with the sale of a real estate mezzanine financing investment made by Herman Kahn.
  • Claim involving the appropriateness of an oil and gas investment allegedly made by Herman Kahn.
  • Claimant alleges breach of fiduciary duty and unsuitable investment concentration of Atlas Growth Partners committed by Herman Kahn.

Herman Kahn Red Flags & Your Rights As An Investor

Of course, Herman Kahn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Herman Kahn at Kestra Investment Services and Kestra Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Herman Kahn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services and Kestra Advisory Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Kestra Investment Services and Kestra Advisory Services Due To Herman Kahn

If you have questions about Kestra Investment Services, Kestra Advisory Services, and/or Herman Kahn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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