DID HENRY KRICH CAUSE YOU INVESTMENT LOSSES?
Henry Krich of Wells Fargo Clearing Services, LLC And Formerly With J.P. Morgan Securities Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Henry Krich of Wells Fargo Clearing Services, LLC?
Henry Krich (CRD #4044044) who is currently registered with Wells Fargo Clearing Services, LLC and located in Phoenix, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, LLC, Henry Krich was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Henry Krich Customer Complaints
Henry Krich has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Henry Krich’s customers complaints was denied and the customers did not take any further action. There is currently one pending customer complaint filed against Wells Fargo Clearing Services, LLC for investment losses caused by Henry Krich’s alleged misconduct.
Allegations Against Henry Krich
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Claimant alleges that Henry Krich failed to follow instructions to implement protection for his account.
- Client alleges unsuitable investment recommendations regarding a wrap account made by Henry Krich.
Henry Krich Red Flags & Your Rights As An Investor
Of course, Henry Krich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Henry Krich at Wells Fargo Clearing Services, LLC and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Henry Krich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and J.P. Morgan Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Henry Krich
If you have questions about Wells Fargo Clearing Services, LLC, J.P. Morgan Securities, and/or Henry Krich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.