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Henry Chang Of Morgan Stanley And Formerly With Citigroup Global Markets Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Henry Chang of Morgan Stanley?

Henry Chang (CRD #4049732) who is currently registered with Morgan Stanley and located in Pasadena, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Henry Chang was associated with Citigroup Global Markets and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Henry Chang Customer Complaints

Henry Chang has been the subject of 4 customer complaints that we know about. One of Henry Chang’s 4 customer complaints was settled in favor of investors. One of Henry Chang’s customers’ complaints was denied and, to date, the customers have not taken any further action. There is currently two pending customer complaints filed against MSSB for investment losses caused by Henry Chang’s alleged misconduct.

Allegations Against Henry Chang

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Clients allege Henry Chang’s unauthorized trading.
  • Complaint about auction rate securities that alleged misrepresentation allegedly by Henry Chang. Damages unspecified.
  • Plaintiffs alleged in 2 separate lawsuits selling away with respect to outside investments.

Henry Chang Red Flags & Your Rights As An Investor

Of course, Henry Chang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Henry Chang at Morgan Stanley and Citigroup Global Markets on alert to review carefully the activity and performance of their accounts and question whether Henry Chang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Citigroup Global Markets also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Henry Chang

If you have questions about Morgan Stanley, Citigroup Global Markets, and/or Henry Chang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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