DID HENRIQUE DAVID LUCENA CAUSE YOU INVESTMENT LOSSES?
Henrique Lucena Of Laidlaw & Company (UK) Ltd. And Formerly With Morgan Stanley and UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Henrique Lucena of Laidlaw & Company (UK) Ltd.?
Henrique Lucena (CRD #5605196) who is currently registered with Laidlaw & Company (UK) Ltd. and located in Coral Gables, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Laidlaw & Company (UK) Ltd., Henrique Lucena was associated with Morgan Stanley and UBS Financial Services Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Henrique Lucena Customer Complaint
Henrique Lucena has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation and unauthorized trading. The arbitration claim was settled for $350,000 by UBS financial services in favor of the investor.
Henrique Lucena Red Flags & Your Rights As An Investor
Of course, Henrique Lucena did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Henrique Lucena at Laidlaw & Company (UK) Ltd., Morgan Stanley and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Henrique Lucena has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Laidlaw & Company (UK) Ltd., Morgan Stanley and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Laidlaw & Company (UK) Ltd. Due To Henrique Lucena
If you have questions about Laidlaw & Company (UK) Ltd., Morgan Stanley, UBS Financial Services Inc. and/or Henrique Lucena and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.