DID HELEN MARIE SMITH CAUSE YOU INVESTMENT LOSSES?
Helen Smith Of MML Investors Services, LLC And Formerly With MSI Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Helen Smith of MML Investors Services, LLC?
Helen Smith (CRD #1702930) who is currently registered with MML Investors Services, LLC and located in Ft Lauderdale, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, LLC, Helen Smith was associated with MSI Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Helen Smith Customer Complaint
Helen Smith has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose material information about annuity investment. MML Investors Services denied the complaint, and to date, no action has been taken by the customer.
Helen Smith Red Flags & Your Rights As An Investor
Of course, Helen Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Helen Smith at MML Investors Services, LLC and MSI Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Helen Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and MSI Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Helen Smith
If you have questions about MML Investors Services, LLC, MSI Financial Services, Inc. and/or Helen Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.