DID HEATHER PETERSON WEBER CAUSE YOU INVESTMENT LOSSES?
Heather Weber of Merrill Lynch Pierce Fenner & Smith Has 10 Customer Complaints for Alleged Broker Misconduct
Who is Heather Weber of Merrill Lynch Pierce Fenner & Smith?
Heather Weber (CRD #2911524) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Clearwater, Florida is a subject of one of our many securities industry sales practice abuse investigations.
Heather Weber Customer Complaints
Heather Weber has been the subject of 10 customer complaints that we know about. Seven of Heather Weber’s 10 customer complaints were settled in favor of investors. Three of Heather Weber’s customers’ complaints were denied and the customers did not take any further action.
Allegations Against Heather Weber
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- The client alleged misrepresentation with regard to the purchase of an annuity made by Heather Weber.
- The client alleged misrepresentation with regard to the purchase of equity made by Heather Weber.
- The customer alleges misrepresentation by Heather Weber.
- The customer alleges unsuitable investment recommendations and misrepresentation and omission of material facts committed by Heather Weber.
- The customer alleges unsuitable investment recommendations and misrepresentation. The
- The customers in 5 separate arbitrations all allege unsuitable investment recommendations and misrepresentation by Heather Weber.
- The customers allege unsuitable investment recommendations and misrepresentation and omission of material facts made by Heather Weber.
Heather Weber Red Flags & Your Rights as An Investor
Of course, Heather Weber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Heather Weber at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Heather Weber has engaged in any stockbroker misconduct that may have caused them investment losses.
A large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim to Recover Your Investment Losses at Merrill Lynch Pierce Fenner & Smith Due to Heather Weber
If you have questions about Merrill Lynch Pierce Fenner & Smith, and/or Heather Weber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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